What is a 506(c) offering?
companies to offer and sell securities to institutional or accredited
investors. In comparison to traditional registered offerings, a 506(c)
offering allows companies in earlier stages of development to raise money more
What is the company offering?
The company is
offering to the public the opportunity to purchase up to one million shares
of 8% Convertible Preferred Stock.
How do I buy shares?
You can purchase
shares through this offering page by clicking one of the “Invest Now” buttons
above and completing the registration process. Your funds will be transferred
to an escrow account, and will be held until that week’s closing, at which
point you will be issued your shares.
You can also click “Get More Information” to be
contacted directly by one of our investor relations professionals. But first,
please read through this page to learn about us and our business, and please
also review the Private Placement Memorandum, which includes investment risks. You
can also view that document on the SEC’s website.
What should I do before purchasing shares?
You should read the
risks, which are located in the Private Placement Memorandum available on this
page, and the terms and conditions, which are also included in that document.
When do I actually get my shares?
Once you have
completed the subscription agreement, you don’t need to do anything further to
purchase and receive your shares. Once your funds pass through escrow and a
weekly closing is completed, you will be issued your shares.
How much do shares cost?
Shares cost $10.00
each, and you can buy any number of shares you choose, with a preferred minimum
of 500 shares ($5,000).
Do I have to be a U.S. citizen or live in the U.S. to reserve shares or
registration statement is only filed with the U.S. Securities and Exchange
Commission, investors outside the U.S. may also be eligible to buy shares.
How and when can I sell my shares?
You will be able to
sell your shares once the Company applies for the shares to be traded on a
public market in the future. However, those applications have not yet been submitted
and therefore we do not yet know which market, if any, will be available for
purchases and sales of our shares.
How was the $10.00 share offering price calculated?
The valuation of the
company was based on many factors, including historical performance and
expectations for future sales and profitability. The valuation was not based on
any set valuation criteria, and was not based on an independent, third party
How much capital is the company attempting to raise?
We have filed to
raise up to $10,000,000 by selling up to 1,000,000 of our 8% Convertible
Preferred Stock, to be used as set forth in the “Use of Proceeds” section of
our Private Placement Memorandum.
Can anyone invest in Alliance Bio-Products, Inc.?
A 506(c) offering is
open only to accredited investors. To confirm yourself as an accredited
investor, please fill out the Accredited Investor Questionnaire by clicking the
button on this page. If you click “Invest Now” you will be asked questions to
help determine your maximum investment amount.
How do I pay for the stock?
When you click on the
“Invest Now” button, you will be asked to choose either wire transfer or ACH and you’ll be asked to provide all the relevant information for
each type of payment. Your form of payment will be charged immediately
following the conclusion of the registration process.
I have another question—who can I talk to?
We’re more than
happy to answer any questions you may have. Please send us an email at email@example.com
, with your question or questions,
and if you’d like, include your phone number. You can also call Steve Luna of LCG
at (702) 790-2514 if you’d like to ask your question directly. In either case,
we’ll get back to you right away.